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Business Center
For the past two decades, Ulin & Co. Wealth Management provides small businesses, corporations and organizations with customized planning advice, combined with access to a robust platform of turn-key retirement plan, insurance and investing products and solutions for business owners, key employees and employee benefits programs.
As a fiduciary, Ulin & Co. brings an independent approach to wealth management that helps minimize conflicts of interest. We partner with Charles Schwab,and Fidelity to provide dynamic service in asset custody and management, along with a scalable approach.
As part of our partnership with your company, Jon is available to work with your Board of Directors, Advisory Board or Investment Committee. Call (561) 210-7887 to set up an no-obligation consultation with Jon W. Ulin, CFP®, Managing Principal.
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Business Solutions:
A sound business plan provides a roadmap from which to operate, while helping to connect the dots between your corporate and personal assets and goals.
Our firm can provide your business or organization with a comprehensive approach to business planning while coordinating advice with your financial team (attorneys, CPAs, benefits, board.) We can also help design, propose and provide group-based insurance, retirement and or education plans- as part of your employee benefits programs. Our services include the following:
- Small Business Financial Planning
- Personal Wealth Management
- Business Succession Planning
- Business Continuity Planning
- Key Person Protection Life Insurance
- Cash Management Services
- Business overhead insurance (Disability)
- IRA & 401K based Retirement Plan Consulting
- Non-Qualified Deferred Compensation plans (NQDC)
- Business Exit Planning
- Comprehensive financial planning for key executives.
What Sets Us Apart
Many independent advisory firms are owned by the individual advisors who run them, so they forge personal relationships with their clients. The following areas can help add trust, confidence and value when working with an independent advisor and firm.
Can your broker provide all the following values? The stakes are too high to accept anything less.
- Independent SEC Registered Investment Advisor (RIA) firm affiliate
- Recognized CERTIFIED FINANCIAL PLANNER™ professional
- Multi-custodial firm with Charles Schwab and Fidelity.
- Your money is held by an independent custodian, not the advisor firm.
- Customized guidance based on your entire financial picture
- A fee management structure that is simple to understand
- A relationship that’s responsive, attentive, and personal
- A fiduciary focus, putting your interests first
Why Independence Matters:
Independent Registered Investment Advisor (RIA) firms provide personalized financial advice to their clients, many of whom have complex financial needs. Because advisors at these firms are independent, they are not tied to any particular family of funds or investment products. As fiduciaries, RIA’s are held to the highest standard of care – and are required to act in the best interests of their clients at all times. They are registered with either the Securities and Exchange Commission or state securities regulators.
Why Utilize a CFP®:
Most people think all financial planners are “Certified” but this is not true. Only those who have fulfilled the national comprehensive exam and ongoing renewal requirements of CFP® Board can display the CFP® marks, which represent a high level of ethics, education, competency and work experience. CERTIFIED FINANCIAL PLANNER ™ practitioners are fiduciaries, required to put your interests above their own at all times. Learn more.
Specialized Support
Worksite Financial-Ed
We are passionate about providing financial education services to business owners and employees that can be delivered at your location or by video-conference. For the past two decades Jon Ulin, CFP®, CEO has provided onsite employee worksite financial-Ed solutions to small businesses and Fortune 500 regional locations throughout South Florida including IBM, Microsoft and Sprint, in addition to adult-Ed workshops for the City of Boca Raton Public Libraries. You’re advantaged with Jon Ulin’s two decades of experience – it’s the kind of knowledge and expertise that national news and media outlets call upon for his assessments of financial developments.
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Institutional Services (banks)
We can affiliate with community banks to provide turn-key institutional wealth management , insurance and planning services for their small business clients. We can also help by providing a seamless co-branded approach for services and communication as an extension of your team along with our custodians at Schwab and Fidelity. Creating a strategic partnership with our firm can help to increase your asset and client retention along with growth, revenues and efficiencies.
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Non-Profits
The board of directors of a nonprofit has a fiduciary responsibility to protect the assets of the nonprofit and ensure that the operations and activities use the assets to further the organizations mission, we get that. As an independent SEC Registered Investment Advisor (RIA) firm affiliate, we are fiduciaries working as an extension of your board, and will work in a prudent manner to help ensure your goals are being met over time as defined by your organizations objectives for investing- while identifying the nonprofit’s risk tolerance, and clarifying your investment policy statement.
From a service perspective, we will meet with your team quarterly in person and or via zoom to stay accountable for our work together. Guided by four tenants; research, performance, transparency & service, our team is committed to delivering results to you on all four through conflict free advice, actionable investment guidance, timely market perspectives, and visibility into our process, along with our custodians at Schwab, Fidelity and Pershing.
