Strategic Wealth Management Program

Strategic Wealth Management through LPL Financial (Broker-Dealer) offers you an open-architecture “fee-based” portfolio management approach that takes the emotion out of investing. 

This program is customized and managed by your financial advisor while driven by your unique financial goals and risk tolerance. Providing fee based management with a fiduciary focus is our clear answer for so many investors who seek access to this kind of conflict-free advice that we believe so deeply in. 

Our time-tested investment program allows you to focus on a sound, repeatable investment process and its results, not commissions. Since annual fees are based on total assets under management, our compensation is tied directly to the performance of your accounts, thereby helping to reduce any potential conflicts of interest.

How we charge     Portfolio Models     Due Diligence

How we charge:

Our firm provides a very competitive “tiered” fee management schedule based upon your total account value. Your advisory fee is assessed over the course of the year in quarterly increments. Working as fee based advisors allows us to offer truly objective and unbiased financial advice while aligning our goals with that of our clients; growing their wealth.

 Our Portfolio Strategies:

Ulin & Co. provides a dynamic strategic “model-driven” approach to wealth management. Our select line-up of sophisticated “all-weather” portfolios each come with their own distinct investment objectives and risk profiles. Through our diligent research, the investments in each of our models are tracked, tested and reviewed each month. The results then flow into our trading recommendations.

We are continuously monitoring the investment landscape to try to identify tomorrow’s winners today. Guided by four tenants, research, performance, transparency and service, our team is committed to delivering to our clients on all four through conflict free advice, actionable investment guidance, timely economic and market perspectives and visibility into our process.

We have access to unbiased research, state-of-the art technology and comprehensive investment tools to help implement and track your portfolio. Still, there is no “one-size-fits-all’ solution. Your unique circumstances and feelings about risk dictate the method of investing and our work together.

Investment Due Diligence

With closely aligned research, trading and portfolio management oversight, we constantly monitor risk/reward relationships across sectors to identify the most attractive investment opportunities and implement our early sell discipline when necessary in our fee-based programs.

Within an asset class, there can be multiple styles and variations, each of which can act differently in a given market condition. Ulin & Co. focuses on finding investments and managers that best represent each sub-style within an asset class.

Even the best sub-style manager may underperform when market conditions cause their sub-style to be out of favor. Therefore, we also try and find “all-weather” managers and investments. These managers typically do not have dramatic outperformance or underperformance in any market condition – instead they post more consistent returns.

Note: The LPL Financial Strategic Wealth Management platform provides clients with access to more than 8,500 (no load) investments from more than 450 well-known investment companies. Also provided on the platform are a vast universe of individual stocks, bonds, index funds, municipals, ETFs, Unit Trusts, REITS, Options, managed futures and liquid alternative investments.


Read More:

Our Investment Philosophy

Portfolio Construction

Key Investment Concepts

         About LPL Financial (Broker-Dealer) 

“Prediction is very difficult, especially if it’s about the future.”  Niels Boh, Danish Physicist